Welcome to the Website of Roger Carlon with Investment Centers of America

Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered.

The broker-dealer, investment advisor, BD agent or IA rep in question may only transact business in a state if first registered, excluded or exempted from state broker-dealer, investment advisor, BD agent or IA rep registration requirements, as may be; and follow-up, individualized responses to persons in a state by such broker dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, as may be, will not be made absent compliance with state broker-dealer, investment adviser, BD agent or IA rep registration requirements, or an applicable exemption or exclusion.

IMPORTANT CONSUMER INFORMATION a broker/dealer (BD),investment advisor (IA), or IA representative may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment advisor, BD agent, or IA registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transations in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable examption or exclusion. For invormation concerning the licensing status or disciplinary history of a BD, IA, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

Investments products and services available only to residents of : Arkansas (AR), Arizona (AZ), California (CA), Colorado (CO), Florida (FL), Hawaii (HI), Iowa (IA), Idaho (ID), Illinois (IL), Indiana (IN), Kansas (KS), Kentucky (KY), Massachusetts (MA), Michigan (MI), Minnesota (MN), Missouri (MO), Nebraska (NE), Nevada (NV), North Carolina (NC), Ohio (OH), Oklahoma (OK), Oregon (OR), Pennsylvania (PA), Texas (TX) and Wisconsin (WI)

Fee-based advisory services are available only to residents of : Arizona (AZ), Arkansas (AR), Hawaii (HI), Illinois (IL), Iowa (IA), Massachusetts (MA), Nebraska (NE), Oklahoma (OK), Oregon (OR) and Pennsylvania (PA)

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© Copyright 2008 Roger Carlon, All rights reserved.
ICA PRIVACY POLICY
Investment Centers of America, Inc (ICA) member FINRA, SIPC, a Registered Investment Advisor, is not affiliated with Security National Bank. Securities, advisory services, and insurance products are offered through ICA and affiliated agencies are: *NOT INSURED BY THE FDIC OR ANY FEDERAL GOVERNMENT AGENCY * NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY SECURITY NATIONAL BANK OR ITS AFFILIATES * SUBJECT TO RISKS INCLUDING THE POSSIBLE LOSS OF PRINCIPAL AMOUNT INVESTED