Roger Carlon - Investment Centers of America, Inc. |
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29 S. Main, Suite 2 Phone: 402-449-0942 |
Ø Representatives of a Registered Broker-Dealer (“BD”) or Registered Investment Advisor (“IA”) may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state’s registration requirements. Ø Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation. We are registered to offer securities in the following states: AR, AZ, CA, CO, FL, HI, IA, ID, IL, IN, KS, KY, MI, MN, MO, NC, NE, NV, OH, OK, OR, PA, TX, WI IMPORTANT CONSUMER INFORMATION
Investment Centers of America, Inc. (